A Flash Crash, Fat Fingers, and Positioning for a Correction
Speculation is running rampant about what really happened last Wednesday morning.
In case you missed it, as Fed Chairman Ben Bernanke was chatting up Congressional clowns that morning, Treasury bond prices collapsed in one minute flat, and gold dropped 3.73% in less than an hour, ending $90 an ounce (or 6%) lower.
Was it a “ghost in the machine” flash crash?
Was it a “fat finger” error?
What happened?
Starting at 10:40 a.m. on Wednesday morning, sell orders began cascading into the 10-year Treasury bond pit at the Chicago Merc. The heaviest selling occurred between 10:43 and 10:44, but continued until 10:54.
A massive 80,000 contracts for June delivery were dumped in the pit, followed by another 47,000 contracts. While another 52,000 contracts of five-year note futures were simultaneously dumped.
The price action was so heavy, the 10-year yield rose from 1.94% to 2.01% in a flash.
Over at the gold pit, some 31 tons of gold was sold, rather quickly.
Turns out, it wasn’t a fat finger. You know, a fat finger – when someone accidentally types a mistake into a trading computer. Like, maybe they were supposed to type in a sell order for 8,000 contracts, and they hit the zero key one time too many, and they sell 80,000 contracts.
Well, according the Merc, it wasn’t a fat finger error. They were all proper trades.
So if it wasn’t a fat finger, was it a flash crash caused by some computer programs doing their algo thing and unloading both barrels?
No, that’s not likely, either.
The truth is, we still don’t know exactly why it happened.
But I’m going to tell you what I think it was…
The Maiden Lane Warning
The usually dour bearded Ben wasn’t his usual doom-and-gloom self. In fact, that morning he was pooh-poohing the idea that a new round of quantitative easing – or QE3, or 4, or 5, or whatever it really is – was on the Fed’s front burner at this juncture of better-than-expected economic numbers coming from left and right.
Of course, we’re not out of the woods, especially on the housing front. But the immediate reaction to taking QE3 off the table likely resulted in the dumping of bonds.
Because the Fed has been excessively accommodative, especially buying mortgage paper to support that market, hedge funds and huge institutions have been bullish on bonds and especially mortgage paper.
The Fed recently sold the last of its Maiden Lane inventory. (That’s the name of a street in lower Manhattan where the Fed has some office space and was housing billions of dollars of mortgage bonds that it kindly took off the hands of AIG and some other miscreants who couldn’t stay above water.)
Who bought the poisoned paper? Big banks, of course. Mostly, they said, for customers. That means hedge funds and institutions betting that the Fed was eventually going to fix the mortgage markets, and prices would rise nicely.
But hedge funds who have been loading up on mortgage paper use a lot of leverage. Some as much as 30 times their capital, and some even more.
What does that have to do with the price of rice in China, you ask?
Try this on for size.
Once Big Ben put QE3 out of immediate reach, the implication is that mortgage paper may not get the backstop it has been given by the Fed.
Maybe once they dumped their own Maiden Lane inventory, they decided, let the buyers beware.
Here’s an aside. It’s a question for you. Something happened on Maiden Lane that changed the history of the United States. It may actually have made the United States, as we know it, possible. What happened there? Here’s your one hint – it has something to do with the District of Columbia. Email me your answer at customerservice@wallstreetinsightsandindictments.com, and the first 10 correct answers will get a helicopter, a house in the Hamptons, or honorable mention.
Back to the price of rice. Make that gold.
If the Fed isn’t going to keep flooding banks with cash, and keep their printing presses running 24/7, then maybe we won’t have the great inflation that some speculators are betting on.
Maybe there’s no need to hedge that scary future by holding gold.
That’s one thing that could have triggered the gold sell-off immediately after the T-bond sell-off.
But there’s another reason the gold sell-off could have occurred. If leveraged hedge funds don’t see the mortgage market that they’ve bet heavily on running higher, maybe they began dumping gold to raise cash to offset falling mortgage prices.
And guess what? As T-bond prices were collapsing, so were mortgage bonds.
Mortgage bonds are a lot less liquid than gold, which a lot of funds have been holding and profiting from.
Why Caution is Prudent (for Now)
We’ll see this week if there’s more selling of liquid assets, as some of these funds are going to get margin calls – as are a lot of gold buyers who piled onto the gold trade late in its recent rise and just before last week’s fall from grace.
If we’re nearing the top of the recent rallies everywhere, which is possible, partly now because Ben has taken QE3 off the table, for now, I want to be more cautious.
We’re still trying to make a run at important benchmark levels, and I think we’ve got a better than 50/50 chance of breaking through on all of them. But I am beginning to worry.
If gold breaks its support at 1689 and then breaks through 1540 (its major support) on margin selling pressure, I’m going to get very, very, bearish.
Also last week, the Russell 2000 broke down. That’s not good news at all. It means that the headline indexes are all puffed up because of media hype and one very shiny Apple. But underneath, the broader market of less-hyped stocks is rolling over.
It’s time to buy the VIX. Don’t hesitate; it’s near its February 3, 2012, lows, and so what if it goes lower? We’re getting close to where we were last year before the markets rolled over. So, in case they do, I want to start putting on some protection.
I also said oil was worth the risk, and I still think it is worth buying. On that one, I’ll be watching the $101.56 WTI price level as support, and if oil breaks $99, I’m out with a small, less than 10% loss.
We’ve had a good run, and I hope it continues. But when I see things here and there breaking down or cracking, I start to think about a correction and how to position myself.
You should too.
Shah



SHAH — WHAT IS VIX?
2nd request… I have tried to buy the vix as you recommended from three different brokers. They say it can’t be done. Please help…Vic.
Thanks for being one of the few honest, insightful men, intent on giving advice to the lowly dogs before the scraps are completely gone.
Dear,
With my School English I don’t understand what this hat to do with higher Prices in China?
Gr. / Serge
what does it have to do with higher prices in China? …….. Here’s one possible answer. China holds a lot of gold. If gold price goes down rice gets and other good get pricier since it’ll take more gold to buy those commodities.
Dear Serge,
I believe that was an analogy. People would always say, “I do know what that has to do with the price of tea in China”. (Meaning they’re unsure sure of the relevance of the information. That was then. Now, we might say’rice’, except that now China really is relevant in many aspects, but basically in our American run economy, still the same relativeity, although gold is the topic of discussion. Since China is such a big player in a lot of our economics, gold being one of them, we could assume they have some impact. I hope I didn’t just confuse your request for understanding even more. Jeff
Serge – it’s just an old saying we have here that goes –
“What’s that got to do with the price of tea in China ?”
and it really means it has NOTHING to do with the price of tea in China
I am a rank amateur regards this area of life but I have been/am paying a substantial amount of time and energy reading and studying since July 2008. At that itme I jumped back into the equity market(s). I came to realize that I needed help like your group offers at Money Map. Your insights and comments are substantially right on the mark and have been helpful. Those of your partners as well. I was working towards a buy (mostly) and sell (a little) on Monday AM. The subject of your article was bugging me — and now I know why. Thanks. I’ll be looking to buy on the correction I feel is coming sooner than later.
Shah: With regards to investments in Gold & Silver what is the best commodity to purchase? I have friends that have purchassed gold bullion (serial numbered) and keep it in their own near by safety box. Is this the right form to purchase and is it considered easy to exchange for money if required? If gold is in short supply and many countries anre looking to secure their finacial support with gold, why then does the price not steadily climb? Are we better off investing in a form that can be managed, retrieved or traded quickly through a broker on through online trading?
Regards! CNT
As I can’t get your email address to work to answer your question about the mortgage bond sale, I’ve included it here:
Does this have to do with the analysis I read by David Green, I believe, having to do with the fed doing a fire sale of pennies on the dollar of massive amounts of its holdings in real estate, a sale they only let huge hedge funds and huge investors in on, rather than allowing us lowly homeowners and previous home owners to buy back our mortgages at pennies on the dollar. Mr. Green talked about this as a tremendous transfer of wealth (as property) from the middle classes to the elites, intensifying the trend to social inequality in our country. Was the fire sale he talked about referring to the the events at Maiden Lane in which mortgages were sold off?
Margaret Okere
Dou still think silver is different in correlation/au?? Dropping more than?? I’m bullish or bullshit,
hope to gain some meaningful insights. Still glad I’ve held onto my land and remote home/guns on
the northern border, away from cities and idiots like the Fed being an influence on my ability to feed
myself and family. Tell me, if you have time, to buy or sell silver for mid term profit and security.
Thank you,sir.
Les
AS I SEE IT ,THEY ARE NOT GETTING RICH MANIPULATING THE DOW . SO THEY WILL MANIPULATE WHATEVER ELSE THEY CAN CAN . THEY DON’T GIVE A RATS ASS ABPOUT THE LITTLE GUY .
When traders are fearful, they short or sell. Saber rattling over Iran is a fear. Despite looming business successes–increased profits, raised dividends, stock buybacks, and the like–emerging instabilities weigh on the markets. Fear over nuclear fuel cutoffs, companies reaching all-time highs, record low P/E ratios bring fear. Technical indicators are mixed, too–Dow Transports counter the Industrial Index, insiders are selling, volume is down. Everyone is cautious. Then there is the larger world drawing fear. The Eurozone doesn’t seem quite right certainly not Greece, not Greek elections and leadership, not EZ business expansion, but recession.
These fears and a long bull run in stocks suggest a pull back. But not all sectors, not all companies. And finally it’s an election year which is more bullish in March and April at least, and potential reelection of President Obama, the Democrat, potends growth over Republican administration 4th years. It’s always a stock pickers’ world, but pick with an eye to world events, national politics, sector momentum and corporate excellence in capital growth and dividends.
free enterprise? If correct I want whats behind door #2!
No, a central bank, such as the Federal Reserve, is not a characteristic of free enterprise. It is, in fact, plank #5 of the Communist Manifesto.
Free enterprise implies sound money, or at least money freely chosen by individuals. Fiat government currency is anti-free enterprise.
Could the price of gold, and the dumping of contracts in the market have anything to do with the discovery that the world supply of known gold reserves is much much more than anyone knew? See the details and the investigation here: http://www.divinecosmos.com/start-here/davids-blog/1023-financial-tyranny
The little guys (like myself) are mostly out of the market. (As an aside, for me, I had to get out, or have it all taken by hospitals, doctors and lawyers). So the big movers are the big guys (some of them holding the little guy’s money from pensions and 401k’s), and they must be hedging their holdings. Shah used to be one of them, so he has the same mindset, and has the same instincts. I would listen very carefully.
That was an insightful article. perhaps the economy is getting to the point of take off & it doesn’t need the aid of props as much anymore.
Gold correcting is a good sign that things are looking up, people & corporations (oh yea..corporations r people too) are optimistic.
Im a old Bush guy myself but I like how Pre Obama is handling everything nearly 98% w out help from my own party, in fact, styfling him at every turn. And He presses on anyway.
I have to wonder how further along we could be if only the grand party would actually help? Im just saying…
Im seriously am leaning towards supporting what I think will go down in history as one of the best presidents we’ve seen. 2nd term He will get us there.
No ones perfect He most likely could of put jobs before healthcare, but @ the same time if He had some help..both parties could of drafted a better improvement of our hcare system and moved on to jobs..c’mon.
B
the fed’s unlimited cheap dollar swaps have been pumping assets like “penny stocks” all over the place with leverage and seems like it could go down like a penny stock as well.
The president sold all mineral rights for the District of Columbia.
The equivalent of 31 tons of gold dumped on the market all at once, give me a break. Anyone trying to raise needed cash or just trying get out of a position would earnestly try to do it in a way that would maximize their profit. There was no regard for profitability. This was a smash down pure and simple. They may continue to manipulate the gold price lower but this is not the free market at work.
You are a WAY over my head, but Ill try to win the new car…………………..
D.C. is going to become a State ? How does a sane person
keep up with what these gov jerks can think up ?
PS, please have the car filled with gas or an electric one is OK too
Election
It is better to loose a little than a fallout drop. Like playing the slot machine a jackpot is very rare.
Great article, as always. I found it interesting that GLD was about to break out above the November high at 175, an extremely significant level that would have reinforced the bullish case for the yellow metal. I assumed the Powers That Be were picking the optimum point to dash goldbugs enthusiasm, and were doing so emphatically at that.
Your explanation makes more practical sense, but derives me the satisfaction of my conspiratorial fix that helps to mentally offset the pain of short term losses in times like these. Damn you and your financial methadone. Sir.
Here in Canada Traders sat helpless as communication betwen the trading floor and brokers broke down. Traders watched their silver and gold mining stocks fall and could not even sell because of the breakdown in communication. It was not fixed until late afternoon and some stocks went down close to $2.00 .This was no coincidence. It was a deliberate assault on silver and gold prices and a desparate attempt by the ptb to save a faltering U.S. dollar..This is war!
No comments about market manipulation and the big banks short position they had to protect. Why not?
I believe with the events like the smashdown in gold and silver that occurred on Wednesday the manipulation of these markets is becoming increasingly apparent. The following article has a number of excellent links to market commentary on the manipulation taking place: http://comexwehaveaproblem.blogspot.com.au/2012/03/thursdays-intervention-too-big-to-spoil.html
For long term investors, you can simply ride out these temporary setback. But traders beware: keep your eye on the COT reports.
Thomas Trojak
Shah…..
I subscribe to about 15 letters. You are the best writer of the lot. What is doubly refreshing is you get an “A plus” in my credibility index.
Keep it up.
Pete
It seems like we are like Lemmings. Rushing toward who knows what. Gold is up gold is down…oil is up. It seems to me going forward is like a whirlpool….no “real” direction. Greece is over the cliff…no Greece is saved. really, what is going on is F.U.B.A.R.
What is the VIX?
Nice analysis, keep it coming, have been wondering for some time what happened to all those mortgage bonds. If the bigger players are leveraged we could see a sudden move up in longer-term rates which would upset the entire balance of all the markets, including requites and commodities.
Does this also affect silver or is silver so far out of whack with Gold that it should still rally
hi,
Where do stand with all this mess?
What is the future our investments
that were recommended by you ?
What is the remedy?
Hoping for the best.
Adina.
Choreography. On with the dance….. but I won’t be selling physical metal anytime soon. Margin-calls in the wind? – No doubt, for many. And that faint rustle from the East presages a P.A.G.E. -turning, after which the orchestra my strike-up a different tune. A different dance, perhaps from then on ?
I am a rank amateur but, could China’s rising cost of production and global chaos and insecurity be causing American business to start to bring outsourced production back to the US? If China’s yen is forced by the IMF to be listed at its real value even as the dollar continues to lose, wouldn’t it make US production close to equal in cost with China’s? China holds tight control over its “capitalist socialism” and interfers more than even Obama in corporate decisions. With the onset of global unrest, it would seem a good idea to have closer geographical positioning of all aspects of one’s business, no?
Good to read your comments Shaw. Interesting action always when manipulation by the larger folk turns against them. Going long VIX makes perfect sense and I’ll be going long using April calls.
im suprised you dont think the gold price will go higher with the outbreak of inflation looming or possibly even hyperinflation surely that would send gold soaring and other commodities aswell
As I’ve been led to understand it, the modest investor prudently keeps a certain portion of his portfolio in precious metals without getting bullish or bearish about it. This is done with the realization that gold, silver, etc., reflect the condition of the U.S. dollar and of course it’s a protective move in case some of the “doomsday” predictions about the economy come true. If, for example, one bought gold years ago at a very low spot, kept it stashed someplace and now finds it worth thousands of $$, it still doesn’t buy any more groceries, bangles, beads, or “rice in China.” Yes, the Fed is probably getting manipulative, but what else have we got going for us?
I like your article, but don’t entirely agree.
Thank you Shah for a thought provoking article as usual. May I please ask a stupid question? “But the immediate reaction to taking QE3 off the table likely resulted in the dumping of bonds” .I had thought that bond values went up when inflation risks were low, so the the chance of QE3 would mean higher inflation and bonds tanking. Now your comment shows bonds tanking with QE being deferred ie, lower inflation and interest rates. I do not understand the cause and effect. Can you connect the dots so that i can understand the mechanism happening here? Thank you LW
The US has piled up more debt than it can service; especially if interest rates start up. Only way out is to inflate–”Oh–we owe you a trillion dollars? Well, here is new trillion dollar bill just off the press this morning. Have a nice day!”
The price of gold has to rise long term.
Silver may be another matter. Supply wise, there is more silver than there is
demand. Mine production is on the rise; new mines coming on line yearly.
Plot last year’s price peak against the Comex inventory–Silver peaked about the time the comex supply dropped below a hundred million ounces. Since then, the Comex has added some forty million ounces, and the price has
dropped accordingly. I understand all the rumors about price fixing by the big banks, but supplly and demand are the final arbitors.
There is no market reasons as to why gold been is on a roller coaster with all it’s gyrations, it’s pure & simply manipulated by the TPTB on a daily basis! The talking heads ponder what may be the reasons, hither & dither however they are all off the mark! No free market trading here boys just the investor sheeple sucked into the daily machinations of gold & silver trading fiasco! Both G/S are real money and will one day be that once again, however while the paper derivative equivalents exist its all just a game whereby the likes of Goldman Sachs, JP Morgan, Citibank, etc, are the clear winners all in bed if course with the CME, CTFC, and of course Obama cabal benefiting by it all as do the entwined Chicago Mob Marfia!
Buy PHYSICAL Gold & Silver put it away and relax for DDay!
If it is true the powers that be are manipulating silver prices, then gold
can’t be too far behind. The coming Hong Kong COM-EX must be of grave
concern to the secret corporate organizations, behind the scenes of the
Washington DC politicians. We should be moving to 3 reserve currencies,
for greater Europe, China, and the USA, so there could be a lot of chaos
in the financial markets in the coming years that will add extreme volatility,
because we will be divided and conquered. I believe a lot of the volatility in
the European Union, which is larger than the United States has already
been occurring in stealth mode, and China is next. What are your thoughts on the big picture of geopolitics?
about the gold, the word has it that noone really wanting to sell would dump that much gold at once they would more wisely sell to prevent drop in price and it was one huge sell order not many See Dennis gartman comments.Rumor has it big banks and fed to stop gold price rise?
Here is my prediction:
The conservative faction opposed to President Mahmoud Ahmadinejad has won the country’s parliamentary elections by a landslide. In direct opposition of Ahmadinejad, Ayatollah Ali Khamenei, the leader of that conservative faction, issued a fatwa against the production, use and stockpiling of Nuclear weapons as being forbidden under Islamic law. In other words, Iran will back down on the Nukes, oil prices will drop, gas prices in the US will drop, food prices in the US will drop, and Obama, touting fake “improved” unemployment figures, as well as having been President when Anwar al-Awlaki, Samir Khan, Abu hafs al-Shahri, Atiyah ‘abd al-Rahman, Ammar al-wa’ili, Abu ali al-Harithi, Ali Saleh Farhan, Harun Fazul, Baitullah Masud, Noordin Muhammed, Saleh Ali Saleh Nabhn, Saleh al-somali, ‘Abdallah Sa’id, Muhammad Haqqani, Qari Zafar, Abu Ayyub al-Masri, Abu Omar al-Baghdadi, Sheik Saeed al-Masri and, of course, Osama bin Laden were killed (and Abdul ghani Beradar was captured), will be re-elected by a landslide. Meanwhile, the Republican Presidential candidates, who have been trashing each other, and have been arguing over who who is the biggest baddass for threatening Iran the hardest (Ron Paul excepted), will look like idiots.
The oil conglomerates will show record profits again. Home sales will increase, now that the Government owned and run mortgage companies are dramatically easing on their loan requirements. The Media will continue to pretend that the economy is improving, and, for Obama, it will be an old fashioned, Ronald Reagan kind of “Morning in America”. This is the most beautifully planned and executed Presidential re-election strategy I have ever seen, and the ignorant American watchers of Dancing With the Stars, Survivor and American Idol will get the President they deserve.
I Am Still Very Positive That All Indacatios Is That Both Gold And Silver Is At a A Stage Where It will Take A Wild Ride On The Upward Trend In The Next Few Weeks Watch & see If I Am Nor Right
Short term (less than 90 days) anything is possible regarding the dollaar and metals due to manipulatons. Long term manipulation can not overcome the printing presses. A great buying opportunity will be the result of short term manipulaton.
If what you are saying is that gold will further decrease then it is not worth holding long terms but for speculation purposes only. This is really dangerous as most talking heads have been advising everyone in sight to acquiring gold and hold long term. Please confirm/clarify
Thank you as always for the wonderful information
Shaw……How do you buy the vix,…..I can only find options on it ?
Thanks , Vic.
How do you buy the vix ? I can only find options on it….Thanks.
You can also buy the VXX EFT which is based on the VIX.
Shaw, thanks for the article. Most of it is over my head but I can smell the dishonesty everywhere these days. This I do know . . .The only purpose of government is to protect the citizens of this country, our individual rights, our property rights, and our contracts (contract law). If individual rights were protected then everyone’s rights would be protected, including minorities . . . so there would be no need for gay rights, black rights, etc. . . .or the groups supporting them. This country was founded on the honest principles of individual liberty, free enterprise, and a strong national defense. Free enterprise means free and honest competition which leads to lower prices, and rising standards of living for everyone, including the poor.
The following quote from Usenet reflects the upside down pathology dominating today’s anticivilization: “Most anticivilization citizens enviously despise those who keep them healthy and alive (honest business) while ignorantly revering those who sicken and kill them.” (the parasitical elite in Washington, state and local governments, and all around the world). They drain our lives, our wealth, our health, our happiness!!! They are non-producers (take more from society than they contribute) living off the producers (put more into society than they take) . . . . the value-destroyers vs the value-producers.
In reality the most-noble-and-heroic individuals are neither kings nor saints, neither politicians nor celebrities, but are those light-and-life givers who honestly-and-productively create competitive jobs, values, and beauty for others and society. Only they are worthy of kneeling reverence.
Since Pericles in fifth-century B.C. Greece, every democracy self-destructs in seas of dishonesties and irrationalities. Why? Because the electorate and elected become symbiotically infested with”gimme” populism and criminal socialism/fascism. In that process, earned capital is increasingly forced into parasitical hands — a process that continually diminishes conscious life toward decline and death. If not the politics of democracy, then what? Realize that the responsibility of consciousness is to render human life eternally creative, prosperous, and joyful. That responsibility falls upon neither politics nor religion, but on conscious individuals fullfilling their value-creating/value-producing nature. The way to meet that responsibility is not via a rule-by-men populist democracy but via a rule-of-law constitutional republic that protects the life, liberty, property, and sanctity of contract for each and every individual.
Thanks for allowing me to express myself,
Jlamar
I heard that they took the permanently unemployed out of the pea pickers
government accounting of unemployment numbers Black Swan. I hope
you are right on Iran, which has never been the same since losing their
King King to some kind of Theocracy. Our numbers racket government
also under estimates inflation, to the detriment of all government pension
holders. It’s hard to find really good news when we are close to government
bankruptcy, because of the anarchists in D.C., but, maybe they didn’t count
on us losing our reserve currency to all of their debt building, they call
big government. Such is the pity of laissezfaire supply side ideology
in action.
Wall Street Daily warns of a short term fall in silver prices, which occurs
when the Fed announces no new stimulation, with regularity. How convenient
for all the manufacturers and the financial traders to predict short term prices.
I do expect things to heat up in June, and will retain my Silver Wheaton,
perhaps income averaging at the impending lows, averaging down, rather
than the normal averaging up. What do you suggest, being worried on gold?
Since we all agree that computerized trading has caused all the wild swings
in the market, we should restore sanity by making all trades a minimum of
0.1% of the stock price and the up and down tics the same amount.
Who can make these rules? Put pressure on them to act!